Validation of the Spanish version of the Clinical Assessment for Negative Symptoms (CAINS)

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Abstract

Negative symptoms are a core feature of schizophrenia and their reliable and valid assessment is a prerequisite for developing effective therapeutic interventions. This study examined the psychometric properties and validity of the Spanish version of a new rating instrument, the Clinical Assessment Interview for Negative Symptoms (CAINS). Outpatients and inpatients (N = 100) with DSM-IV schizophrenia were administered the translated CAINS, the Positive and Negative Syndrome Scale (PANSS), the Scale for the Assessment of Negative Symptoms (SANS), and the Calgary Depression Scale for Schizophrenia (CDSS). A subsample (N = 46) was rated for Parkinsonism using the Extrapyramidal Symptoms Rating Scale (ESRS). The scale showed good inter-rater and intra-rater reliability. Both the CAINS overall and the subscales for motivation/pleasure (CAINS-Map) and expression (CAINS-Exp) scores correlated significantly with the SANS and PANSS negative symptom scale. Significant correlations with positive symptoms and general psychopathology were also found, but these reduced and mostly became insignificant when overall severity of illness was controlled for. Significant correlations with depression also disappeared when severity was controlled for. There was a trend-level correlation between the CAINS total score and Parkinsonism, which reflected an association with the CAINS-Exp subscale only. Factor analysis revealed a two-dimensional structure that explained the 67.44% of the variance. Overall, the Spanish version of the CAINS appears to be a valid tool for measuring negative symptoms in schizophrenia.

Introduction

Although delusions, hallucinations, and formal thought disorder tend to be the most arresting aspects of the clinical picture of schizophrenia, negative symptoms, so named because they represent a loss of normal function, are also important (Bernardo and Mezquida, 2014). Thus, they underlie much of the social and occupational disability associated with the disorder (Foussias and Remington, 2010), and they are less responsive to antipsychotic treatment than positive symptoms (Stahl and Buckley, 2007). The development of new therapies for negative symptoms has been identified as a critical aim of schizophrenia research (Kane, 2013, Kirkpatrick et al., 2006, Marder and Kirkpatrick, 2014), and this depends on instruments that can measure them in a reliable, valid, and sensitive way (Blanchard et al., 2011).

The best-known of several available rating scales for negative symptoms is Andreasen's Scale for the Assessment of Negative Symptoms (SANS) (Andreasen, 1982) which went on to achieve very wide usage. Although detailed and rigorous, this scale is now recognized to have limitations. One of these is that as well as rating anhedonia/asociality, avolition, flattening of affect, and alogia, there was also a subscale for attentional impairment, something that at least partly reflects cognitive impairment rather than negative symptoms per se (Blanchard et al., 2011). Another is that the SANS anhedonia/asociality subscale failed to distinguish between anticipatory pleasure and pleasure experienced while engaging in an activity; increasing evidence suggests that only the former is affected in schizophrenia (Barch, 2013, Blanchard et al., 2011). Other scales developed in the years after the SANS face similar criticisms (Alphs et al., 1989, Axelrod and Alphs, 1993, Mortimer et al., 1989), as do negative symptom subscales derived from general symptom scales such as the Positive and Negative Syndrome Scale (PANSS) (Kay et al., 1987, Peralta and Cuesta, 1994) and the Brief Psychiatric Rating Scale (BPRS) (Overall and Gorham, 1962).

In a review of the concept of negative symptoms, the National Institute of Mental Health's (NIMH) Consensus Development Conference on Negative Symptoms (Kirkpatrick et al., 2006) recommended the development of new rating instruments. Since then, two new scales have appeared: the Brief Negative Symptom Scale (BNSS) (Kirkpatrick et al., 2011) and the Clinical Assessment Interview for Negative Symptoms (CAINS) (Kring et al., 2013). The BNSS is a 13-item scale whose stated aim was to be quick and easy to administer (Kirkpatrick et al., 2011), and it has been validated to Spanish by Mané et al. (2014). The CAINS (Horan et al., 2011, Kring et al., 2013), on the other hand, takes the form of a semi-structured interview lasting approximately 30 minutes, which samples the consensus domains of blunted affect, alogia, asociality, anhedonia, and avolition by means of 13 separate items. These items are rated on a five-point (of 0–4) scale, assisted by a user manual and standardized training videos. This scale is made up of two subscales covering ‘motivation/pleasure’ (CAINS-Map, whose items include recreation, social and vocational expected pleasure, and motivation) and ‘expression’ (CAINS-Exp, whose items include vocal prosody, gestures, facial and speech). A psychometric study by Kring et al. (2013) found good internal consistency and test–retest reliability and high inter-rater reliability. Ratings also showed convergent validity with other negative symptoms scales, and there was good discriminant validity with scales measuring other domains of psychopathology, although the CAINs-Map subscale was also found to be modestly correlated with positive symptoms.

The CAINS has so far been translated into Mandarin and Cantonese (Chan et al., 2015) and German (Engel et al., 2014). Given that Spanish is one of the most spoken languages in the world, this study aimed to provide reliability and validity data for clinical and research use in Spanish-speaking populations.

Section snippets

Participants

Participants in the study were 100 patients recruited from the inpatient (n = 28) and outpatient (n = 72) services of three hospitals, Benito Menni Complex Assistencial en Salut Mental (n = 46), Centro Neuropsiquiátrico Nuestra Señora del Carmen (n = 30), and Hospital Clínic de Barcelona (n = 24). They all met DSM-IV criteria for schizophrenia (American Psychiatric Association, 2000), based on an interview by two psychiatrists (the treating clinician and a psychiatrist on the research team), plus review

Demographic and clinical characteristics of the sample

Demographic and clinical data are shown in Table 1. The sample was predominantly (74%) male. Overall severity of illness rated using the CGI ranged from 2 to 7 (mean 4.20).

Seventy-one subjects were on treatment with second-generation antipsychotics (mean chlorpromazine equivalent dose in mg: 406.76 ± 307.28; minimum 92, maximum 1432) and five with first-generation antipsychotics (mean chlorpromazine equivalent dose in mg: 332.7 ± 263.43; minimum 29, maximum 668); 24 were taking both types (mean

Discussion

The results of this study suggest that the Spanish version of the CAINS is, like the original, a reliable and valid instrument for measuring negative symptoms in patients with schizophrenia. Inter-rater reliability was high, with ICC values of > 0.9 for the total scale score and for the motivation/pleasure and expression subscales. These results are similar to those obtained by Kring et al. (2013) in the original scale (0.93 for motivation/pleasure and 0.77 for the expression scale) and by Engel

Funding body agreements and policies

This work was supported by the Catalonian Government (2014-SGR-1573 to the Research Unit of FIDMAG and 2014-SGR-441 to Barcelona Clinic Schizophrenia Unit) and several grants from the Plan Nacional de I+D+i and co-funded by the Instituto de Salud Carlos III-Subdirección General de Evaluación y Fomento de la Investigación and the European Regional Development Fund (FEDER): Miguel Servet Research Contracts (CP10/00596 to EP-C), Rio Hortega Research Contract (CM12/0183 to AV-G and CM14/0048 to AR)

Contributors

Drs. Bernardo, Mezquida, Pomarol-Clotet, Sarró, Valiente-Gómez and Vilardebo, were involved in the design of the study. Drs. Mezquida and Vilardebo were in charge of the translation process. Drs. Andrés, Granados, Larrubia, Mezquida, Romaguera, Valiente-Gómez and Vilardebò participated in the recruitment, clinical evaluation and data acquisition. Drs. Mezquida and Valiente-Gómez were principally responsible for data pooling and Drs. Sarró, Valiente-Gómez undertook the statistical analysis. Drs.

Conflict of interest

All other authors declare that they have no conflicts of interest.

Acknowledgments

We thank all participants for their participation and Drs. P. Pablo Padilla from Centro Neuropsiquiátrico Nuestra Señora del Carmen and Josep Treserra from Benito Menni CASM for their kindly support to this study.

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    Both authors contributed equally to this work.

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